STANDARD
DISCLOSURES
The purpose of the document is to provide
essential information about the Research Services in a manner to assist and
enable the prospective client/client in making an informed decision for
engaging in Research services before onboarding.
History, Present business and Background
Research Mart Services Private Limited
(Research Analyst) is a SEBI registered Research Analyst having registration
numberINH000009694.
Research Mart Services Private Limited is
engaged in offering research recommendation to the clients in the Indian
Capital Market. Its scope of services is restricted to providing the
independent research services and is in no way involve in offering any
Investment Advice, Portfolio Management or any other ancillary services.
Research Mart Services Private Limited does
not offer any execution or implementation services.
Terms and
conditions of Research Services
The Research Services will be limited to
providing independent research and shall not be involved in any portfolio
allocation services.
Disciplinary history
No penalties / directions have been issued
by SEBI under the SEBI Act or Regulations made there under against the Research
Analyst relating to Research Analyst services.
There are no pending material litigations
or legal proceedings, findings of inspections or investigations for which
action has been taken or initiated by any regulatory authority against the
Research Analyst.
Details of
its associates
No associates
Disclosures with respect to Research
and Recommendations Services
• The Research Analyst or any of its
officer/employee does not trade in securities which are subject matter of
recommendation.
•There are no actual or potential conflicts
of interest arising from any connection to or association with any issuer of
products/ securities, including any material information or facts that might
compromise its objectivity or independence in the carrying on of Research
Analyst services. Such conflict of interest shall be disclosed to the client as
and when they arise.
•Research Analyst or its employee or its
associates have not received any compensation from the company which is subject
matter of recommendation.
•Research Analyst or its employee or its
associates have not managed or co-managed the public offering of any company.
•Research Analyst or its employee or its
associates have not received any compensation for investment banking or
merchant banking of brokerage services from the subject company.
•Research Analyst or its employee or its
associates have not received any compensation for products or services other
than above from the subject company.
•Research Analyst or its employee or its
associates have not received any compensation or other benefits from the
Subject Company or 3rd party in connection with the research report/
recommendation.
•The subject company was not a client of
Research Analyst or its employee or its associates during twelve months
preceding the date of recommendation services provided.
•Research Analysts or its employee or its associates
has not served as an officer, director or employee of the subject company.
•Research Analysts has not been engaged in
market making activity of the subject company.
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